1+ months

Wealth Management Supervision – Secondary Independent Review Associate - Westerville, OH

Westerville, OH 43081
  • Job Code
    190043210

Wealth Management Supervision – Secondary Independent Review Associate - Westerville, OH

Req #: 190043210
Location: Westerville, OH, US
Job Category: Wealth Management
Potential Referral Amount: 1000 US Dollar (USD)

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide.  The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management.  A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. 

 

Asset & Wealth Management Background: With client assets under supervision of $2.3 trillion and assets under management of $1.7 trillion, J.P. Morgan Asset & Wealth Management (AWM) is one of the largest asset and wealth managers in the world.  AWM offers global investment management in equities, fixed income, real estate, hedge funds, private equity, liquidity, and multi-asset solutions.  It also provides trust and estate, banking, and brokerage services to high net worth clients, and retirement services for corporations and individuals. 

 

As a J.P. Morgan Asset & Wealth Management employee, you will be part of a company that makes a real difference every day for our customers, our communities and ourselves. With a focus on customer service, you will put others first, do what is right and create solutions that make lives better. We invite you to build your career on our strong foundation and help shape what is next for you and for us.

 

The Secondary Independent Review Associate will be responsible for the following:   

  • Assist in independently evaluating the quality of various supervisory tasks performed by both field and central supervisory teams for Chase Wealth Management (CWM), Private Bank (PB) and JPMS 
  • Assist in working with Controls team to evaluate Risk & Control Self Assessments (RCSAs) 
  • Assist AWM Supervision Management in identifying and escalating potential areas of risk 
  • Test new and existing supervisory controls prior to implementation and on an on-going basis 
  • Identify opportunities to simplify and improve the quality, content and format of initiatives; includes proactive interaction with other departments and lines of business to define suitability requirements, business needs, technology requirements and implement solutions 
  • Understand existing and planned CWM systems and platforms and participate in the new business initiatives process to evaluate new technology roll-outs and identify potential risk 
  • Define and evaluate metrics to measure trends and potential risk 
  • Partner with CWM business units including Information Technology, Operations, Legal, Risk, Compliance and the Sales Field
  • Other projects and tasks as assigned by Supervisor

  • FINRA Series 7  and 9/10 minimum licensing requirement in order to be considered
  • FINRA Series 66 (or 63 and 65)in addition to Life Insurance license required within 90 days
  • FINRA Series 24, 53 and 4 may replace the requirements for Series 9/10
  • Bachelor Degree preferred, (BA/BS) preferably in Finance, Accounting, Mathematics or Business
  • 3-5 years of experience in investment sales supervision, risk management, or operations, in the financial sector, preferably with a broker-dealer or wealth management business
  • In-depth understanding of business technologies with a focus on broker-dealer and wealth management systems in the financial services industry
  • Strong analytical and problem solving skills
  • Ability to develop compelling analytical reporting and presentations
  • Ability to build and maintain relationships across the wider firm.
  • Detail-oriented and ability to work independently
  • Proven ability to work in a dynamic team environment
  • Strong computer skills: Excel, PowerPoint, Word, Outlook

Keyword: consumer%20banking

Categories

Posted: 2019-05-30 Expires: 2019-09-04

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world.

Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries.

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Wealth Management Supervision – Secondary Independent Review Associate - Westerville, OH

JPMorgan Chase & Co.
Westerville, OH 43081

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