25 days old

Global CIB Compliance Oversight & Control Organization – Vice President

Tampa, FL 33602
  • Job Code

Global CIB Compliance Oversight & Control Organization – Vice President

Req #: 190065596
Location: Tampa, FL, US
Job Category: Compliance
Potential Referral Amount: US Dollar (USD)


JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the worlds most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

This role resides within CIB Global Compliance Oversight & Control organization and is accountable for supporting the effective execution of the firm wide Compliance Controls Framework across CIB Compliance. Specifically, the position provides support to the Compliance teams on matters related to the assessment of risks & evaluation of controls, issue management, reporting, and audit/exam preparedness. 


This position requires a strong knowledge and background in compliance controls management as well as familiarity with regulatory and/or audit best practices.


The candidate will be expected to: utilize the firm wide oversight and control framework, develop and implement protocols for strengthening the Compliance control environment, while serving as an expert resource to the CIB Compliance officers.



  • Coordinate regional CIB Compliance Control Managers and lead control-oriented initiatives on behalf of CIB Compliance

  • Oversee and execute the issue management control protocols within the context of the firm’s global compliance mandate

  • Oversee resources supporting the implementation and execution of the Compliance Risk Control Self Assessment Program including:

    • Process Mapping

    • Control Identification, Assessment and Substantiation (i.e. Testing)

    • Identification and mitigation of emerging risks

  • Interface with Compliance and Oversight & Controls teams, including preparation of materials for Compliance Control Committees and other forums relevant to senior Compliance management

  • Review and escalate Compliance-relevant metrics for CIB Compliance personnel

  • Follow-up with accountable business and Compliance leaders and their teams to ensure compliance owned control issues (regulatory, audit, compliance identified, and business/self identified)  are effectively resolved and subject to in-depth root cause analysis

  • Oversee documentation, tracking and closure of Action Plans in the firm’s risk reporting system across all CIB Global Compliance matters

  • Support the implementation of the firm-wide legal obligations project, which includes mapping obligations to relevant Compliance areas and procedures

  • Compile, update and prepare reports & trending analysis on issues and emerging risks impacting Compliance areas

  • Assist CIB Compliance functions in North America to prepare for audits, etc., and assist with key global audits

  • Conduct the Compliance risk assessment for certain corporate functions

  • Partner with LOB/Region Compliance teams, Compliance “horizontal risk” program leads (e.g., Market Conduct and Anti-Trust Compliance Leads), Internal Audit, Operational Risk

  • Minimum of 8+ years as a compliance professional, regulator, operational risk manager, or auditor with a deep understanding of controls, risk & controls frameworks, issue management protocols, and governance practices 

  • Excellent written communication skills – ability to synthesize and summarize information in a concise manner

  • Excellent oral communication skills and ability to partner well across teams

  • Knowledge of compliance standards and best practices

  • Individual must have a strong control orientation with excellent communication skills to effectively engage and collaborate across Global Compliance, Business and Technology areas

  • The candidate must be motivated, energetic, detail-oriented, organized, articulate and willing to take responsibility

Keyword: consumer%20banking


Posted: 2019-07-25 Expires: 2019-09-18

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world.

Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries.

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Global CIB Compliance Oversight & Control Organization – Vice President

JPMorgan Chase & Co.
Tampa, FL 33602

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