10 days old

Corporate – Technology Risk & Compliance – Compliance Manager – Vice President

JPMorgan Chase & Co.
New York, NY 10007
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Corporate – Technology Risk & Compliance – Compliance Manager – Vice President

Req #: 190100547_1
Location: New York, NY, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: US Dollar (USD)

The Compliance, Conduct and Operational Risk (CCOR) Program sets forth JPMorgan Chase & Co.’s (JPMC’s) second line of defense coverage of compliance, conduct, and operational risk. 


Within CCOR, the Technology Risk and Compliance team is responsible for overseeing compliance and operational risk management across the firm’s LOBs, Corporate Functions and Regions, with an emphasis in the monitoring and measurement of technology risks identified through, and associated with, the firm’s event/incident management process.


The VP role will be part of the team responsible for independent assessment and oversight of the technology-related events and incidents across the firm.  This position can be located in Jacksonville, FL or NY and reports to the Executive Director of Global Compliance & Operational Risk.  Initially, this role will be tasked to execute assigned projects and tasks in establishing the new Technology Incident and Event Management function, then assume a BAU role in the identification, analysis and communication of risk events throughout the firm.  The candidate should be experienced working in an entrepreneurial environment and curious to seek out additional information without direction.  The successful candidate is expected to demonstrate flexibility, versatility, and the ability to manage multiple concurrent priorities with appropriate guidance from the immediate manager.  




  • Demonstrates fundamental and working knowledge and grasp, of compliance and operational risks in US consumer and global wholesale banking, in order to effectively support and drive JPMorgan Chase’s CCOR Program.

  • Work closely with technology, compliance and operational risk colleagues across the firm to monitor and assess risks associated with technology events and incidents.

  • Liaise with CCOR teams across the firm to ensure consistent and best practice compliance and operational risk procedures and controls are adhered to and implemented.

  • Establish and maintain a consistent and sustainable event/incident management and issue reporting process firmwide.

  • Support the escalation of critical and significant events/incidents as appropriate.

  • Interfaces with senior and middle line management making decisions independently but discusses unusual or complex issues with compliance and operational risk management.

  • Possess compliance and operational risk monitoring and testing skills, including appropriate documentation and evidencing through the CCOR Program tool. Monitors and ensures the regulatory and operational risk control environment is effective.

  • Implement and maintain a reliable and sustainable reporting model to provide timely and relevant management information across, through appropriate reporting mechanisms (scorecards, dashboards, monthly management meetings).

  • Relevant tertiary qualifications, preferably in STEM
  • 8-10+ years’ experience in Controls, Risk Management, Compliance or Audit
  • Exposure to one or more of the following lines of business: CCB, CIB, CB and AWM
  • Ability to understand, interpret, and apply regulatory and operational risk guidelines and standards applicable to each line of business
  • Understanding of corporate governance requirements and principles of risk management and compliance
  • Experience implementing compliance and operational risk policies and procedures
  • Excellent written and verbal communication skills
  • Excellent decision maker with the ability to manage multiple tasks
  • Demonstrated excellent interpersonal, communication, negotiation, and resource management skills



Keyword: consumer%20banking


Jobs Rated Reports for Compliance Officer

Posted: 2019-11-25 Expires: 2019-12-25

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Corporate – Technology Risk & Compliance – Compliance Manager – Vice President

JPMorgan Chase & Co.
New York, NY 10007

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Compliance Officer
25th2018 - Compliance Officer
Overall Rating: 25/220
Median Salary: $67,870

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