10 days old

Consumer & Community Banking Global Financial Crimes Compliance Monitoring and Testing - Associate

JPMorgan Chase & Co.
Tampa, FL 33602
  • Job Code

Consumer & Community Banking Global Financial Crimes Compliance Monitoring and Testing - Associate

Req #: 190106746
Location: Tampa, FL, US
Job Category: Compliance
Potential Referral Amount: US Dollar (USD)

This position is responsible for conducting AML/Sanctions compliance testing for the CCB GFCC Monitoring and Testing Team, reporting to the CCB GFCC Monitoring and Testing Team Lead. This position conducts testing and monitoring activities to assess the design and effectiveness of the AML/Sanctions controls and processes for compliance with applicable AML/OFAC/Sanctions regulations and the firm standards within CCB and its various sub-Lines of Business.  This work includes completing reviews timely and appropriately pursuant to the established schedule; assessing data samples when necessary to determine if the CCB LOBs adhere to applicable AML/Sanctions laws, regulations and regulatory expectations; discussing findings with management; and documenting findings in written reports and workpapers. This position will assist the CCB GFCC Monitoring and Testing team with executing the CCB GFCC Testing and Monitoring plan in accordance the firm's standards.

Job Duties:
  • Conduct AML/Sanctions and financial crimes compliance reviews to determine if business processes, procedures, and controls are designed appropriately and operating effectively;
  • Scope, execute, and document properly designed AML/Sanctions compliance tests using appropriate sampling methods and testing processes;
  • Develop standard workpapers and test scripts for the testing of program areas/products;
  • Identify potential concerns and control issues, open compliance identified issues as applicable and ensure stakeholders develop and implement appropriate corrective actions;
  • Conduct on-going compliance monitoring activities

  • 5-7+ years of relevant Compliance experience or other related experience such as risk management, audit, or similar control-relate experience; MBA or Bachelor's degree with professional certification preferred;
  • Audit, Regulatory &/or Testing experience a plus;
  • Thorough knowledge of BSA, AML, OFAC/Sanctions and other AML regulatory requirements;
  • Problem solving skills – the candidate must demonstrate the ability to identify key issues, and obtain appropriate information for further analysis;
  • Analytical skills – the candidate must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects;
  • Communications skills – the candidate must possess excellent written and oral communications skills;
  • Teamwork skills – the candidate must be flexible in his/her work style and be able to work appropriately with stakeholders and colleagues at all levels;
  • Computing skills – Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools;
  • The candidate should have the ability to establish credibility and strong partnerships with senior business leaders and control functions; and
  • Ability to manage numerous reviews, and confidential and sensitive information in a professional manner in a fast paced deadline driven environment.

Keyword: consumer%20banking


Posted: 2019-11-27 Expires: 2019-12-27

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Consumer & Community Banking Global Financial Crimes Compliance Monitoring and Testing - Associate

JPMorgan Chase & Co.
Tampa, FL 33602

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