20 days old

Consumer & Community Banking Global Financial Crimes AML Monitoring and Testing Compliance Manager - VP

JPMorgan Chase & Co.
Tampa, FL 33602
  • Job Code

Consumer & Community Banking Global Financial Crimes AML Monitoring and Testing Compliance Manager - VP

Req #: 190080744
Location: Tampa, FL, US
Job Category: Compliance
Potential Referral Amount: US Dollar (USD)

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.  The Global Financial Crimes Compliance (GFCC) organization within JPMorgan Chase & Co. is responsible for assisting in the development, implementation and oversight of the JPMC GFCC Program.


General Responsibilities


This position is responsible for conducting AML/Sanctions compliance monitoring and testing for the Consumer and Community Banking (CCB) business.  This position leads monitoring activities designed to assess the effectiveness of CCB’s AML/Sanctions controls and processes for compliance with applicable AML/OFAC/Sanctions regulations and adherence to corporate AML/Sanctions policies, procedures, and processes.  This work includes developing quarterly and annual monitoring/testing plans; managing team responsible for completing timely and appropriately scoped reviews pursuant to an established schedule; assessing data samples when necessary to determine adherence to applicable AML/Sanctions laws, regulations and regulatory expectations; discussing findings with CCB senior management; and documenting findings in written reports and work papers. 


Job Duties


·         Conduct AML/Sanctions and financial crimes compliance reviews to determine if business processes, procedures, and controls are designed appropriately and operating effectively;

·         Scope, execute, and document properly designed AML/Sanctions compliance monitoring and testing activities using appropriate sampling methods and testing processes;

·         Develop standard work programs and test scripts for the testing of program areas/products

·         Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions;   

·         Conduct on-going compliance monitoring activities and participate in special projects as required.

·         Manage team of reviewers/testers responsible of executing monitoring and testing activities.



  • 7-10+ years of relevant Compliance experience or other related experience such as risk management, audit, or similar control-relate experience; MBA or Bachelor’s degree with professional certification preferred.

  • Knowledge of AML/Sanctions compliance requirements and standards that impact a global financial services firm, such as KYC/client risk rating, transaction monitoring, suspicious activity reporting, client screening/sanctions requirements, and risk assessment

  • Knowledge of Consumer and Community Banking businesses and related products

  • Strong communication, organizational, problem solving, and analytical skills.  The candidate should have the ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally; and
  • Ability to manage numerous reviews, and confidential and sensitive information in a professional manner in a fast paced deadline driven environment

Keyword: consumer%20banking


Posted: 2019-11-25 Expires: 2019-12-25

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Consumer & Community Banking Global Financial Crimes AML Monitoring and Testing Compliance Manager - VP

JPMorgan Chase & Co.
Tampa, FL 33602

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