28 days old

Consumer & Community Banking - Control Management - AML/ KYC Officer III - Vice President

JPMorgan Chase & Co.
Columbus, OH 43215
  • Job Code
    190095448

Consumer & Community Banking - Control Management - AML/ KYC Officer III - Vice President

Req #: 190095448
Location: Columbus, OH, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: US Dollar (USD)

 

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com

 

The AML/KYC team is part of Consumer & Community Banking. The team assures that our business delivers anti-money laundering and know-your-customer strategies to assure our products and our customer base are fully compliant with Bank Secrecy Act (BSA), Patriot Act and FINRA requirements. We work closely with our front office product management and field management teams, as well as with our back office compliance and operations teams. We collaborate across these multiple teams to deliver ongoing requirements for reporting and monitoring compliance with regulatory standards. We also plan and implement initiatives that continuously improve the AML/KYC soundness of our products, services and information flow for the Consumer Banking and Chase Wealth Management customer base.

 

This role is focused on business initiatives supporting the Consumer/Chase Wealth Management Anti Money Laundering (AML) strategies. Initiative objectives will help establish an effective risk control environment and address regulatory/compliance requirements. Project type and duration will vary in response to business priorities. Manages various firm-wide and CB strategic initiatives; evaluates AML risks of new & expanded services & products

 

Function as business lead for AML related projects and evaluate AML risks of new and expanded services & products.

 

Responsibilities include:

    • Identify process implementation options to address business needs; ensure KYC Standards are consistency applied within the business
    • Present recommendations to business executives
    • As needed, present proposed solutions to GFCC’s Head of KYC Policies and Standards for approval
    • Use CB system expertise and process/procedure knowledge to make recommendations aligned to business priorities
    • Communicate issues including potential scope creep; identify risk mitigation strategies
    • Monitor user acceptance testing to ensure all requirements are delivered
  • Lead/Support Audit/Regulatory AML Exam preparation and response
  • Act as subject matter expert for Consumer/CWM business data, systems, and processes, including:
      • Surface data issues with significant AML implications
      • Brainstorm ways to identify root causes for issues
      • Leverage understanding of systems, data, and processes to recommend potential solutions
      • Work with partners across the business, compliance, and technology to drive toward issue resolution
  • Manage, produce and monitor AML business executive presentations and metrics reporting
      • Surface data issues with significant AML implications
      • Brainstorm ways to identify root causes for issues
      • Leverage understanding of CB systems, data, and processes to recommend potential solutions
      • Work with partners across the business, compliance, and technology to drive toward issue resolution

Qualifications:

  • 5-7 years of experience in Financial Services, AML/KYC functions, Project Management or industry experience
  • Specific knowledge and understanding of Consumer banking and Chase Wealth Management business preferred
  • Strong knowledge of key compliance, regulatory & control, risk, legal and risk operational requirements
  • Excellent problem solving, critical thinking, analytical skills
  • Management reporting experience
  • Strong written and verbal communication skills, comfortable interacting with and presenting to all levels of management.
  • Highly organized, can manage multiple projects/requests at one time, and can work across numerous lines of businesses. A proven track record to influence change.
  • Ability to lead with confidence and be a positive and motivating advocate for change
  • Strong judgment, professional maturity and personal integrity, strong work ethic, proactive and results-oriented, fact based, has the courage to ask the tough questions and challenge the status quo
  • Proficiency in all Microsoft Office applications
  • Highly detail-oriented
  • Skilled with analyzing root causes of AML/KYC, compliance and risk issues
  • Flexible to work additional hours as needed

Keyword: consumer%20banking

Categories

Posted: 2019-11-08 Expires: 2019-12-08

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Consumer & Community Banking - Control Management - AML/ KYC Officer III - Vice President

JPMorgan Chase & Co.
Columbus, OH 43215

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