14 days old

Consumer & Community Banking Compliance Associate - Testing

JPMorgan Chase & Co.
Tampa, FL 33602
  • Job Code

Consumer & Community Banking Compliance Associate - Testing

Req #: 190100734
Location: Tampa, FL, US
Job Category: Compliance
Potential Referral Amount: US Dollar (USD)
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the worlds most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

Consumer and Community Banking Compliance plays a critical role in the successful execution of the firm's compliance mission.  The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining a program infrastructure that identifies, measures, and monitors compliance with applicable laws, regulations, and rules that govern our business. Compliance teams work closely with Business, Controls, Legal, Risk, and Audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control environment.


The role of our Compliance organization is to support the company in maintaining the highest standards of ethical conduct and compliance with both the spirit and intent of the many laws, rules, and regulations that govern Chase Consumer and Community Banking (CCB).


The Compliance Testing Associate performs as a member of a coordinated testing team overseeing and executing compliance tests. Testing activities include coordination of tests, formal test planning, detailed transactional or file reviews, formulating results, raising issues formally to be included in written final reports and finalizing detailed work papers supporting and evidencing the work that has been performed.


Responsibilities include but are not limited to

  • Manages and conducts regulatory compliance reviews by evaluating line of business processes and controls through the performance of testing

  • Understand and implement sound testing and sampling methodologies
  • Produces detailed testing documentation and timely reporting to represent testing results, conclusions, recommendations following internal standards

  • Communicates the results of compliance testing via written reports and oral presentations to senior and middle line management

  • Participate in special projects as assigned by Compliance Testing Management



  • College degree or equivalent applicable work experience
  • Strong auditing or compliance testing background in Business Banking, Regulatory Compliance, and/or Quality Assurance (3-5 years)
  • Knowledge of regulations governing business banking
  • Ability to collaborate with partners and apply critical thinking skills to design and execute compliance testing

  • Strong analytical, research and problem solving, skills with the ability to analyze large amounts of data
  • Excellent verbal and written communication skills with the ability to summarize and present data and findings in a clear and concise manner
  • Highly motivated, results-oriented individual who is able to work independently under minimal supervision with an attention to detail and accuracy
  • Ability to prioritize time, work effectively to meet deadlines and demonstrate a sense of urgency

  • Intermediate to advanced skills with Microsoft applications (Excel, Word, and PowerPoint) and other reporting tools

Keyword: consumer%20banking


Posted: 2019-11-27 Expires: 2019-12-27

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Consumer & Community Banking Compliance Associate - Testing

JPMorgan Chase & Co.
Tampa, FL 33602

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