4 days old

Consumer Banking Compliance –Branch Distribution and Strategy Associate

JPMorgan Chase & Co.
Tampa, FL 33602
  • Job Code

Consumer Banking Compliance –Branch Distribution and Strategy Associate

Req #: 190100539
Location: Tampa, FL, US
Job Category: Compliance
Potential Referral Amount: US Dollar (USD)

JPMorgan Chase is seeking talented candidates for positions within the Consumer & Community Banking (CCB) Compliance Department. 


Compliance professionals with both operational and strong regulatory knowledge and experience related to the retail consumer bank and its branch network, including the sale of retail non-deposit investment products (RNDIP), will be expected to strategically partner with the business, Legal, Risk, Controls and Audit teams to provide ongoing compliance advice and oversight on regulatory matters and compliance risk.

Typical Job Duties:
  • Responsible for providing compliance support to the retail consumer bank branch administration;
  • Partner with the assigned line of business, Risk, Audit, Legal and Control partners to monitor, implement and test that sound compliance programs are in place;
  • Building reporting to line of business leaders for Compliance training/status for the branches;
  • Partnering with the business and Controls on Mandatory Compliance training;
  • Research and respond to regulatory matters;
  • Actively participate in business efforts/projects with regulatory impacts, and integrate regulatory compliance requirements into line of business policies, procedures, controls and training;
  • Responsible for completion of Risk Assessments;
  • Participate in the development and execution of monitoring activities;
  • Assist line of business management with action plans and issues resolution related to regulatory impacts, including those identified as a result of Compliance testing, monitoring, Audits or Exams; 
  • Monitor and analyze regulatory initiatives affecting the business;
  • Provide regulatory advice and communicate policy to consumer bank personnel and management; 
  • Develop policies & procedures to comply with regulatory initiatives;
  • Attend meetings with line of business management and representatives, as appropriate;
  • Evaluate effectiveness of available metrics and enhance or design new metrics to identify trends and potential areas of concern; and,
  • From time to time engage in projects as required.

The candidate must have:
  • A bachelor's degree and/or over 5 years of bank regulatory compliance expertise.
  • Knowledge of consumer bank related regulations, including RNDIP, imperative.
  • Flexibility to travel as required
  • To be considered for this role, you may be required to complete a video interview powered by HireVue

Work Environment:  Candidate must be a self-starter, able to work independently, prioritize workflow and meet deadlines.  Candidate must also be able to interact effectively at a variety of levels of the organization and with numerous internal and external contacts.

Keyword: consumer%20banking


Posted: 2019-12-03 Expires: 2020-01-02

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Consumer Banking Compliance –Branch Distribution and Strategy Associate

JPMorgan Chase & Co.
Tampa, FL 33602

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