15 days old

Audit - Corporate & Investment Bank - Sales, Global Research & Operations Senior Auditor - Vice President

JPMorgan Chase & Co.
Plano, TX 75074
  • Job Code
    190108158

Audit - Corporate & Investment Bank - Sales, Global Research & Operations Senior Auditor - Vice President

Req #: 190108158
Location: Plano, TX, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 5000 US Dollar (USD)

 

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. 

 

 

The JPMorgan Chase & Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The global Audit Department has in excess of 1,000 Audit Officers.
 
Corporate & Investment Bank (CIB) Audit is responsible for assessing the adequacy and effectiveness of the control environment across the CIB businesses in North America.

 

This is achieved through a program of audit coverage performed and managed by a team of business and technology audit specialists and coordinated on a global basis with colleagues in APAC, EMEA and LATAM.

 

In addition, CIB Audit is involved in assessing controls over significant projects, including business reorganizations and acquisitions, technology developments/conversions, off-shoring, and product development.

 

This role is for an experienced audit professional to join the North America CIB Audit Team to cover Sales & Research activities and/or CIB Operations. The position will be based in Plano, TX. This role provides the opportunity to gain an understanding of the Markets Sales and Global Research functions along with Markets Operations. In addition to these coverage areas, all team members are expected to support audit coverage for multiple trading and non trading areas of the Corporate and Investment Bank as the need arises.  

 

As a Senior Auditor, you will perform all audit work in accordance with department and professional standards, evaluate the system of internal controls and prepare risk assessment matrices, audit programs and audit planning memos as appropriate.  You will deliver audit services that consistently satisfy the needs and reasonable expectations of the client by helping them improve the control environment, streamline their business and achieve operational excellence. 


Additionally, you will review and/or prepare detailed reports of audit findings, recommend changes in operation, as appropriate and complete assignments in an efficient manner with sufficient attention to details to ensure accuracy and thoroughness of coverage.

    

Responsibilities:

 

  • Work closely with business and technology audit colleagues to ensure that key risks are identified and assessed in the program of audit coverage
  • Assist in all aspects of audits including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow up and verification of issue closure
  • Perform audit work in accordance with department and professional standards, and complete assignments in an efficient manner
  • Attention to detail to ensure accuracy and completeness of audit coverage
  • Write audit work papers and reports with minimal intervention by the Audit Director
  • Partner with colleagues, stakeholders and control community members to evaluate, test and report on the adequacy and effectiveness of management controls with appropriate recommendations for improvement.  This may be delivered through specific audit reviews or through ongoing involvement in major activities or projects.



       

      Qualifications   

      • Minimum Bachelor's degree in Accounting, Finance or related discipline (or relevant financial services experience) required 
      • CPA, CIA, or CFE designation preferred
      • Vice President: Minimum 7 years' experience in financial services industry and/or Audit preferred
      • Associate: Minimum 5 years' experience in financial services industry and/or Audit preferred
      • Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
      • Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and IT risks in an integrated manner
      • Enthusiastic, self motivated, effective under pressure and willing to take personal risk and accountability
      • Works well individually and in teams, shares information, supports colleagues and encourages participation 
      • Excellent leadership and teamwork skills
      • Some travel to New York and Delaware may be required

       

       

       

       


      Keyword: consumer%20banking

      Categories

      Posted: 2019-11-26 Expires: 2019-12-26

      Before you go...

      Our free job seeker tools include alerts for new jobs, saving your favorites, optimized job matching, and more! Just enter your email below.

      Share this job:

      Audit - Corporate & Investment Bank - Sales, Global Research & Operations Senior Auditor - Vice President

      JPMorgan Chase & Co.
      Plano, TX 75074

      Join us to start saving your Favorite Jobs!

      Sign In Create Account
      Powered ByCareerCast