6 days old

Audit - Corporate Functions AML/BSA/OFAC Senior Auditor – Associate

Plano, TX 75074
  • Job Code

Audit - Corporate Functions AML/BSA/OFAC Senior Auditor – Associate

Req #: 190062007
Location: Plano, TX, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 3000 US Dollar (USD)

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com

The JPMorgan Chase Audit Department reports to the Audit Committee of the Board of Directors and is further accountable to the Chairman and CEO, senior management and regulatory agencies. Audit is an independent risk assessment function established within the organization to evaluate, test and report on the adequacy and effectiveness of management's system of internal control.

The Corporate Functions Audit team provides audit coverage of key corporate functions including AML/BSA, Risk, Finance, Compliance, Legal, Human Resources, Corporate Real Estate, and Global Security & Investigation.  The team also works closely with each Line of Business Audit team to ensure consistent coverage of these functions.


This role is a Senior Auditor on the Corporate Functions AML/BSA and OFAC Audit team and will be located in Plano, TX.  Key responsibilities include execution of centralized AML audit plan covering Global Financial Crimes Compliance, performing and documenting audit testing, and communicating audit results to management. This role requires knowledge of AML/BSA in banking and a background in controls compliance or audit best practices.



  • Lead and/or execute audit engagements including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure.

  • Finalize audit findings and use sound judgment to provide an overall opinion on the control environment.

  • Partner with colleagues, clients and control community members to evaluate the control environment and develop recommendations to strengthen internal controls.

  • Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value.

  • Stay up to date with evolving regulatory changes and market events impacting the business.

  • Will be accountable for meeting deliverable deadlines, adhering to department and professional standards and utilizing consistent methodology.

  • Proactive coordination/interaction with the Global Corporate Functions auditors and Line of Business Audit teams.

  • 4+ years experience in internal/external auditing or compliance.

  • Bachelor's degree (or relevant financial services experience) required.

  • Professional certification (e.g. CISA, CPA, CIA, CAMS) or willingness to pursue required.

  • Proven ability to multi task, deliver projects on time and on budget, and adjust to changing priorities.

  • Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness.

  • Proven ability and desire to learn quickly, be flexible and think strategically.

  • Ability to multitask and execute audit activities with minimal supervision.

  • Excellent verbal and written communication and interpersonal skills with the ability to present complex and sensitive issues to senior management and influence change.

  • Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility/accountability.

  • CAMS and/or Audit Certification a plus.

Keyword: consumer%20banking


Posted: 2019-07-12 Expires: 2019-08-11

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world.

Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries.

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Audit - Corporate Functions AML/BSA/OFAC Senior Auditor – Associate

JPMorgan Chase & Co.
Plano, TX 75074

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