9 days old

Audit - Commercial Banking Audit – Audit Director – Executive Director

JPMorgan Chase & Co.
Chicago, IL 60602
  • Job Code

Audit - Commercial Banking Audit – Audit Director – Executive Director

Req #: 190090258_1
Location: Chicago, IL, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 5000 US Dollar (USD)

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. 


JPMorgan Chase & Co. is committed to providing a comprehensive set of benefits choices to meet different employee needs and lifestyles, which include choices such as fully paid parental leave time, health care insurance and retirement benefits.


JPMorgan Chase Internal Audit is an independent function accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. Internal Audit is comprised of more than 1,000 auditors, located in key locations across the globe, and is responsible for assessing the adequacy of the control environments across the firm's lines of business.


Commercial Banking (CB) provides a full range of services including lending, treasury services, investment banking, commercial card and asset management products to meet its clients’ domestic and international financial needs. CB’s 1,500 bankers serve approximately 19,000 clients nationally, including corporations, municipalities, financial institutions and not-for-profit entities, with annual revenue generally ranging from $20 million to $2 billion, and nearly 37,000 real estate clients, owners and investors.  CB is the third largest commercial bank in the U.S., with almost $170 billion in loans and almost $180 billion in deposits. In 2015, CB generated revenue and earnings of $6.9 billion and $2.2 billion, respectively.


The Commercial Banking Auditor Director reports to the Commercial Banking Audit Senior Director. This role is responsible for managing a portfolio of Audit Universe Items (AUIs), audit delivery/execution, scheduling of audits, and performing Continuous Monitoring activities.



  • Establish and maintain senior business and regulatory relationships.
  • Manage a team of auditors, including career development and performance reviews.
  • Manage scheduling of audits to ensure sufficient resources, skills and distribution.
  • Perform Continuous Monitoring (CM) activities across the portfolio of AUIs and create CM events.
  • Ensure consistency of audit approach and compliance with audit methodology.
  • Provide coaching and development to the auditor in charge for the duration of the audit.
  • Review and approve audit work papers and administration documents.
  • Manage audit scope, approach, budget, resource assignments and testing approach.
  • Perform AUI risk assessments based on business risk profile and control assessment results.
  • Apply business knowledge to influence the business and their control environment.


  • Bachelor's degree in Accounting, Computer or Information Systems, Finance, Economics, Operations Management or other quantitative discipline. A professional certification is required within 2 years (CPA, CIA or CISA)
  • 10+ years’ experience in audit and/or relevant business experience, including roles as a project lead
  • Working understanding of operational and/or technology risks and related controls
  • Strong team player, able to multi-task and work under pressure in a dynamic business environment
  • Works well in teams and individually, shares information, supports colleagues and encourages participation
  • Strong skills in time management, problem solving, written and oral communication
  • Strong interpersonal skills required with ability to present complex issues to senior management
  • Enthusiastic, self-motivated, effective under pressure
  • Strong analytical skills particularly in regard to assessing risk and probability of impact of a control weakness
  • Proven ability and desire to learn quickly, be flexible, and think strategically
  • Proven ability to be able to multi task, complete projects on time and on budget, and be able to adapt to changing priorities
  • Be prepared to travel to business locations domestically (15 - 25%)

Keyword: card%20services


Posted: 2019-10-08 Expires: 2019-11-07

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Audit - Commercial Banking Audit – Audit Director – Executive Director

JPMorgan Chase & Co.
Chicago, IL 60602

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