11 days old

Audit - Audit Practices - Regulatory Engagement Project Coordinator - Associate

New York, NY 10007
  • Job Code

Audit - Audit Practices - Regulatory Engagement Project Coordinator - Associate

Req #: 190068509
Location: New York, NY, US
Job Category: Accounting/Finance/Audit/Risk
Potential Referral Amount: 3000 US Dollar (USD)

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. 


Audit Department Description

The JPMorgan Chase Audit Department is accountable to the Audit Committee of the Board of Directors, the Office of the Chairman, executive management and regulators. Audit is charged with providing an independent evaluation of the adequacy and effectiveness of the overall system of internal control. The function brings a systematic and disciplined approach to evaluate and improve the effectiveness of the organisations governance, risk management and internal control processes.Reporting functionally to the Audit Committee and administratively to the Chairman and Chief Executive Officer, Audit employs more than 1,000 professionals worldwide.

Team Description

Audit Practices is responsible for maintaining and enhancing practices, policies and tools used by the Audit Department globally. This team centrally manages the Audit Department's core business processes, partnering with senior members of the department to continually enhance these functions. The primary responsibilities of the team include audit practices and supporting tools, quality assurance, internal and external reporting (including Board), support Regulatory interactions, department technology infrastructure and automated auditing support, training and campus recruiting.

Position Summary

This position encompasses the execution and delivery of a strategic, effective and consistent global regulatory management program. The individual will play a key role in supporting Audit’s Regulatory Engagement Manager (“REM”) in the execution of their responsibilities as well as helping to ensure the efficacy of department controls, policies and procedures related to global regulatory requirements and firmwide standards. 


Principal Duties and Responsibilities

  • Provide support in the execution of the department’s global regulatory activities and interactions
  • Seek innovative ways to enhance the efficiency and effectiveness of Audit’s growing regulatory function, including the use of any supporting technology tools
  • Prepare internal reporting and ongoing analyses of all required regulatory engagements for Senior Management, and where relevant, suggest enhancements and/or changes to increase knowledge of the regulatory matters being monitored globally





















    • Bachelor’s degree (or relevant financial services experience)
    • Proficient in MS Office applications (Excel, Word, PowerPoint)
    • Minimum of 5 years of experience in a financial services environment
    • Understanding of technology processes (e.g. change management, security operations, technology infrastructure, business continuity) is desired
    • Experience in the regulatory compliance space and interacting with regulators is desired, but not essential
    • Excellent written and verbal communication skills; must be comfortable presenting results and recommendations to senior management
    • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
    • Strong project management and organizational skills; must be able to handle multiple projects at once





    Keyword: consumer%20banking


    Posted: 2019-08-07 Expires: 2019-09-06

    For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world.

    Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries.

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    Audit - Audit Practices - Regulatory Engagement Project Coordinator - Associate

    JPMorgan Chase & Co.
    New York, NY 10007

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