10 days old

JPMorgan Chase & Co.
Newark, DE 19711
  • Job Code

Finance Control Management - SOX Control Group – Analyst

Job Description


JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide.  The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management.  Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com  


The Firmwide Controllers organization is responsible for ensuring the overall integrity and validity of the financial statements and controls over the transaction cycle. The group performs critical reporting and controls functions for the organization, including legal entity, financial and regulatory, as well as product valuation. The team is also responsible for improving ongoing processes, and ensuring execution and implementation of the overall financial architecture.


Finance Control Management (FCM) is responsible for maintaining a strong and consistent control environment across Firmwide Finance, promoting early operational risk identification and assessment, effective design and evaluation of controls and sustainable solutions to mitigate operational risk. FCM is also responsible for managing the Firm’s SOX Framework and CCAR CFO Attestation Program and governing other external reporting initiatives including Quality Assurance, Accountability & Attestations, and Issues & Errors Management.

SOX CCAP Governance Team Overview:

The SOX CCAP Governance (SCG) team within FCM is responsible for: 

  • Leading the Firmwide SOX compliance and CCAR CFO Attestation programs (CCAP)
  • Maintaining ownership of the JPMC SOX and CCAP Framework, including establishment of program requirements, timelines and milestones
  • Developing and administering required SOX/CCAP training curriculum
  • Overseeing LOB execution and implementation of the SOX and CCAP frameworks in collaboration with LOB SOX Program Managers
  • Monitoring the status of LOB testing activities and overseeing the inventory of SOX and CCAP issues
  • Facilitating senior management and Audit Committee updates
  • Assessing and concluding on the effectiveness of the Firm’s internal controls over financial and regulatory reporting, in partnership with LOBs and External Audit
  • Leading communication with internal and external auditors to demonstrate effective control environment within financial and regulatory reporting (specifically FR Y-14)
This role will focus on CCAP and will be responsible for:
  • Supporting activities related to CCAP programs  
    • Perform data analytics e.g. issues tracking, control risk rating, control testing progress, SOX and CCAP training metrics
    • Support preparation of management meeting materials
    • Run management reports to monitor execution of CCAP programs
  • Performing detailed materiality assessment of FR Y-14 and Financial Statements
  • Supporting VPs in the team with strategic initiatives such as refresh of SOX CCAP framework, CORE implementation
  • Participating in other key control and risk management initiatives, as appropriate

The role provides opportunities to partner extensively with LOBs, Corporate Finance, Risk, Control Management, and Internal Audit. It will also provide exposure to senior management.

  • Bachelors degree in Accounting, Finance, or related business field required
  • 1-3 years of financial services experience 
  • Background in accounting, financial reporting or auditing; prior public accounting experience a plus
  • Understanding of internal controls, particularly internal controls over financial reporting
  • Strong communication skills – exposure to developing executive presentations
  • Collaborative with strong partnership skills
  • Ability to execute tasks under aggressive targets, multi-task, and prioritize
  • Strong interest in process innovation and continuous improvement
  • Proficient in Microsoft Word, Excel, Access and PowerPoint

Req #: 200007351
Location: Newark, DE US
Job Category: Accounting/Finance/Audit/Risk
Employment Type: Full Time
Potential Referral Amount: 3000 US Dollar (USD)

Keyword: consumer%20banking


Posted: 2020-05-14 Expires: 2020-06-13

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JPMorgan Chase & Co.
Newark, DE 19711

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