19 days old

J.P. Morgan Securities LLC (Securities, Futures Commission Merchant, Swap Dealer) Regulatory Exam Management – Team Lead – Executive Director

JPMorgan Chase & Co.
New York, NY 10007
  • Job Code
    210164662
  • Jobs Rated
    59th
The J.P. Morgan Securities LLC (JPMS LLC) Regulatory Exam team manages the regulatory engagements conducted by JPMS LLC’s regulators. These engagements are focused on the Securities, Futures Commission Merchant, and Swap Dealer activities of the legal entity Regulators involved and include the SEC, FINRA, State regulators, CME, CFTC, and NFA. The following lines of business are impacted: Corporate & Investment Bank, Chase Wealth Management and JPMorgan Advisors (both within JPMorgan Wealth Management), and the Private Bank. Types of engagements include examinations, investigations, sweeps, and ongoing monitoring. The team manages engagements of both, JPMS LLC’s institutional and retail business lines.
Keyword: consumer%20banking

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Jobs Rated Reports for Computer Programmer

Posted: 2021-09-01 Expires: 2021-10-01
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J.P. Morgan Securities LLC (Securities, Futures Commission Merchant, Swap Dealer) Regulatory Exam Management – Team Lead – Executive Director

JPMorgan Chase & Co.
New York, NY 10007

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Computer Programmer
59th2019 - Computer Programmer
Overall Rating: 59/199
Median Salary: $84,280

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