1+ months

CCOR - GFCC CCB Advisory Senior Officer

Jersey City, NJ 07302
  • Job Code
    210310447

Consumer & Community Banking Global Financial Crimes Compliance Advisory - Associate

Global Financial Crimes Compliance (œGFCC) is part of our Global Compliance organization and is responsible for developing and implementing the requirements and standards for the Firm's Enterprise-Wide Anti-Money Laundering (œAML), Know Your Customer (œKYC), and Sanctions programs. The primary objective of GFCC Advisory for Consumer & Community Banking (œCCB) is to provide meaningful guidance to various lines of business within CCB as it relates to internal GFCC policies and standards, as well as promote industry best practices and maintain oversight of the LOB™s execution.

Description: This position is responsible for CCB GFCC issue management reporting and risk assessment coverage for GFCC CCB Advisory as well as conducting AML/KYC/Sanctions compliance monitoring activities and testing for the CCB GFCC Advisory Monitoring Team. This position reports dually to the CCB Advisory Escalations Lead and the CCB GFCC Monitoring Team Lead. Additionally, this position will assist the CCB GFCC Advisory Monitoring Team with executing the CCB GFCC Advisory Monitoring plan in accordance with the Firm's standards.

Job Duties include, but are not limited to:

  • Coordinate and assist with GFCC Advisory™s responses to CCB™s Risk Assessment and Risk Tolerance Evaluation reports;
  • Develop and present regular GFCC-related issue management reporting to CCB Compliance senior management;
  • Serve as a liaison for CCB GFCC to Corporate GFCC, CCB Compliance, and CCB AML Controls;
  • Conduct monitoring activities to assess the design and effectiveness of the AML/KYC/Sanctions controls and processes for compliance with applicable regulations and the Firm™s standards within CCB and its various sub-Lines of Business;
  • Scope, execute, and document properly designed AML/KYC/Sanctions compliance tests/monitoring activities using appropriate sampling methods and testing processes;
  • Develop standard workpapers and test scripts for the review of program areas/products;
  • Identify potential concerns and control issues and discuss findings with management, open compliance identified issues as applicable and ensure stakeholders develop and implement appropriate corrective actions;
  • Conduct on-going compliance monitoring activities

Qualifications:

  • Minimum of 5 years of relevant Compliance (preferably AML/KYC) related experience or other related experience such as risk management, audit, or similar control-related experience;
  • Strong knowledge of AML/KYC/Sanctions regulatory requirements and/or industry best practices strongly preferred;
  • Audit, Regulatory &/or Testing experience a plus;
  • Experience in advisory and/or other AML/KYC/Sanctions Compliance activities strongly preferred;
  • Knowledge of JPMC™s Global KYC Standards and Appendices strongly preferred
  • Ability to take initiative, direction and deliver against tasks with minimal supervision;
  • Strong analytical, organizational, time management, and planning skills;
  • Ability to manage numerous reviews, and confidential and sensitive information in a professional manner in a fast-paced deadline driven environment;
  • Strong oral/presentation and written communications skills to efficiently and effectively articulate a Compliance opinion and/or requirement;
  • Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools

Keyword: consumer%20banking

Consumer & Community Banking Global Financial Crimes Compliance Advisory - Associate

Global Financial Crimes Compliance (œGFCC) is part of our Global Compliance organization and is responsible for developing and implementing the requirements and standards for the Firm's Enterprise-Wide Anti-Money Laundering (œAML), Know Your Customer (œKYC), and Sanctions programs. The primary objective of GFCC Advisory for Consumer & Community Banking (œCCB) is to provide meaningful guidance to various lines of business within CCB as it relates to internal GFCC policies and standards, as well as promote industry best practices and maintain oversight of the LOB™s execution.

Description: This position is responsible for CCB GFCC issue management reporting and risk assessment coverage for GFCC CCB Advisory as well as conducting AML/KYC/Sanctions compliance monitoring activities and testing for the CCB GFCC Advisory Monitoring Team. This position reports dually to the CCB Advisory Escalations Lead and the CCB GFCC Monitoring Team Lead. Additionally, this position will assist the CCB GFCC Advisory Monitoring Team with executing the CCB GFCC Advisory Monitoring plan in accordance with the Firm's standards.

Job Duties include, but are not limited to:

  • Coordinate and assist with GFCC Advisory™s responses to CCB™s Risk Assessment and Risk Tolerance Evaluation reports;
  • Develop and present regular GFCC-related issue management reporting to CCB Compliance senior management;
  • Serve as a liaison for CCB GFCC to Corporate GFCC, CCB Compliance, and CCB AML Controls;
  • Conduct monitoring activities to assess the design and effectiveness of the AML/KYC/Sanctions controls and processes for compliance with applicable regulations and the Firm™s standards within CCB and its various sub-Lines of Business;
  • Scope, execute, and document properly designed AML/KYC/Sanctions compliance tests/monitoring activities using appropriate sampling methods and testing processes;
  • Develop standard workpapers and test scripts for the review of program areas/products;
  • Identify potential concerns and control issues and discuss findings with management, open compliance identified issues as applicable and ensure stakeholders develop and implement appropriate corrective actions;
  • Conduct on-going compliance monitoring activities

Qualifications:

  • Minimum of 5 years of relevant Compliance (preferably AML/KYC) related experience or other related experience such as risk management, audit, or similar control-related experience;
  • Strong knowledge of AML/KYC/Sanctions regulatory requirements and/or industry best practices strongly preferred;
  • Audit, Regulatory &/or Testing experience a plus;
  • Experience in advisory and/or other AML/KYC/Sanctions Compliance activities strongly preferred;
  • Knowledge of JPMC™s Global KYC Standards and Appendices strongly preferred
  • Ability to take initiative, direction and deliver against tasks with minimal supervision;
  • Strong analytical, organizational, time management, and planning skills;
  • Ability to manage numerous reviews, and confidential and sensitive information in a professional manner in a fast-paced deadline driven environment;
  • Strong oral/presentation and written communications skills to efficiently and effectively articulate a Compliance opinion and/or requirement;
  • Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools

Keyword: consumer%20banking
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world™s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants™ and employees™ religious practices and beliefs, as well as any mental health or physical disability needs.

The health and safety of our colleagues, candidates, clients and communities has been a top priority in light of the COVID-19 pandemic. JPMorgan Chase was awarded the œWELL Health-Safety Rating for all of our 6,200 locations globally based on our operational policies, maintenance protocols, stakeholder engagement and emergency plans to address a post-COVID-19 environment.

As a part of our commitment to health and safety, we have implemented various COVID-related health and safety requirements for our workforce. Employees are expected to follow the Firm™s current COVID-19 or other infectious disease health and safety requirements, including local requirements. Requirements include sharing information including your vaccine card in the firm™s vaccine record tool, and may include mask wearing. Requirements may change in the future with the evolving public health landscape. JPMorgan Chase will consider accommodation requests as required by applicable law.

Equal Opportunity Employer/Disability/Veterans
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we™re setting our businesses, clients, customers and employees up for success.

Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm™s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.

Categories

Posted: 2022-08-04 Expires: 2022-10-13

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world.

Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries.

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CCOR - GFCC CCB Advisory Senior Officer

JPMorgan Chase & Co.
Jersey City, NJ 07302

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