1+ months

Audit Senior- Investment Services

BNY Mellon
New York, NY 10007

Leads orperforms audit related activities and works as a team member on auditassignments. Leads risk-focused fieldwork, in accordance with Internal Auditpolicies, methodologies, and standards in order to identify meaningful issues,risks and other exposures in the area of the company being audited. Draws onextensive experience and/or specialist skills (e.g. technology, advancedoperational knowledge, modeling, or experience, etc.) to plan and deliveraudits. Leadsor performs audit related activities, manages others, and works as a teammember on audit assignments, as required. Responsible for ensuring testing (orother tasks as applicable to a specialty) is adequately thorough and accurateto allow an evaluation of the adherence to company policies and procedures,audit methodologies, and all applicable regulations, when performing a projectleader role. Tests financial, operational and other processes as per Auditplans and methodologies. Demonstrates understanding of businesses and processesthrough flowcharting, work papers, analysis, issue identification anddiscussions with project leaders and auditees on projects of varyingcomplexity. Leverages advanced businessknowledge or experience in order to practice strategic or systemic results.Able to query business clients and colleagues in Audit to understand theunderlying processes and procedures necessary to evaluate the control risks.Performs research independently and has adequate knowledge of statisticalsampling and risk analysis to perform research with technical accuracy. Engagesin Continuous Monitoring activities. Uses knowledge of financial institutionsand all applicable regulatory requirements on a day to day basis. Thinks beyondpast routines about new issues or risks. Demonstrates skills through advanced analysisof business processes and issue identification, as well as discussions with theproject leader, audit manager, and auditees. Serves as an internal resourcecapable of a wide range of Audit issue and processes. Has built a deepunderstanding of core concepts in data analytics, relevant technology, theregulatory environment, the financial services industry, project management andbusiness processes and can integrate these concepts into audit processes andleverage them to solve difficult problems. Develops relationships with theAudit Project Leader and/or audit management, other Audit associates, andclients. Able to clearly explain the audit process to clients (if appropriate),as well as any findings or results. Understands the sensitive nature ofconfidential information and uses it appropriately. Elevates potential auditissues to the AIC as soon as they are identified. Has demonstrated ability toexplain technical/complex issues to non-technical audiences and is gainingskill in persuading and influencing others to adopt a new point of view.Applies advanced analytical problem-solving skills and leads others in solvingcomplex issues and identifying innovative solutions. Finds effective solutionsto problems involving specialism. In such cases, contributes technical orspecialized skills sets or business knowledge not readily available elsewherein the department to solve audit issues. Identifies inconsistencies with thecontrol environment, regulatory requirements and best practices and initiatesthe development of a structure or solution to address the issue(s). Identifiesopportunities for the use of automation and actively takes part in advancingrecommendations for software support requests. No direct reports. Demonstratesleadership through work guidance and training of less experienced peers andthrough advice to assigned clients. May lead others on discrete projects ormentor team members. Contributes to the achievement of teamgoals. May have project-level resource responsibilities (e.g., human resources,budgeting, etc.).


Bachelor'sdegree or equivalent combination of education and work experience required.Degree in Accounting, Finance, or relevant critical thinking specialty such asMIS, DIS, Computer Science, Mathematics preferred. Knowledge andexperience in capital markets, including fixed income, equity, FX, B/Dcompliance, securities finance, collateral management preferred. 5-7years of total work experience preferred. Prior experience in Audit or therelevant specialty area preferred. Additional core skill requirements includeunderstanding of the applied and interpretation of analytics results for Audit,critical thinking and problem solving.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team one that is representative and inclusive of the diverse talent, clients and communities we work with and serve and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Primary Location: United States-New York-New York
Internal Jobcode: 85002
Job: Audit
Organization: Audit Asset Servicing-HR07985
Requisition Number: 2000376


Posted: 2020-05-15 Expires: 2020-10-14

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Audit Senior- Investment Services

BNY Mellon
New York, NY 10007

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