16 days old

Asset Management - Client Service – Regulatory & Business Controls Associate

Columbus, OH 43215
  • Job Code
The Client Services Regulatory & Controls team assists in the creation and implementation of policies, procedures and processes at the transfer agent and in client services to comply with federal and state regulations. Team members are a central point of support for our Client Service Teams to assist in the identification, research and escalation of potential regulatory and client matters involving areas such as fraud, elder or vulnerable persons and unclaimed property. They perform oversight of regulatory responsibilities carried out by the transfer agent, including transaction monitoring and suspicious activity alerts, SAR filings and know your customer activities. Review of trade corrections by intermediaries and billing as needed for losses caused by the trade corrections.
Keyword: card%20services


Posted: 2021-07-19 Expires: 2021-08-18

For over 200 years, JPMorgan Chase & Co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world.

Today, we're a leading global financial services firm with operations servicing clients in more than 100 countries.

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Asset Management - Client Service – Regulatory & Business Controls Associate

JPMorgan Chase & Co.
Columbus, OH 43215

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