Compliance Monitoring Officer - Liverpool - Base salary to £24k
Rathbones are firmly established as one of the leading UK Wealth Management firms with over £30billion of funds under management as of December 2016. Our longevity and growth is down to our culture and ability to work with advise a full diverse client portfolio that includes high net worth individuals as well as the Not for Profit sector.
Our Compliance team is predominantly based from our Liverpool office and have an opening to expand the Compliance Monitoring team.
Within this role you will conduct business monitoring on various areas of the business and documenting high level findings in written reports. The position will compliment the service provided by the Liverpool Compliance Department, and will also provide monitoring support to other businesses across Rathbone Brothers Plc's regulated subsidiaries.
Key skills include:
An awareness of and the ability to review and interpret regulations
Good understanding and knowledge of the Investment Management business and the services it offers to clients;
Experience in report writing;
Proven accuracy skills;
Good knowledge of business core systems
Computer literate with a good working knowledge of Microsoft Word, Excel and Access;
Capable of demonstrating initiative whilst working to fulfil a complex workload and proven ability to meet strict deadlines;
Ability to interact at senior levels within the company;
Hard working with a professional, mature and flexible approach
A willingness to learn new skills and to be involved in a range of projects and duties are important, as well as a willingness to assist Senior Compliance staff in management and carrying forward multiple projects simultaneously.
This is a hugely exciting role with room for career progression and growth