This is an exciting opportunity to gain broader compliance experience within the CGM Business Aligned Compliance team.
As part of the Compliance Division within our Risk Management Group, this highly visible role is based on the Trading Floor, as the head of CGM Compliance. Responsibilities, under the supervision of the head of CGM Compliance (EMEA), will include:
About the Role
You will be responsible for providing day to day regulatory advice and guidance to the business on rules and internal policies, including supporting the business with new products and services. You will manage the day to day relationship with the relevant exchanges, managing queries and requests.
You will also conduct monitoring activities including desk reviews and thematic reviews for compliance with FCA and Exchange rules and requirements, as well as provide training to the business on relevant rules and requirements.
You will have previous experience of trading floor compliance at a financial services institution, ideally working with Commodities and Fixed products. Your strong working knowledge of the UK and EU regulatory requirements, including FCA and Exchange requirements will make you a valuable asset. You will be a self-starter with strong relationship and communication skills.
Macquarie Group (Macquarie) is a global provider of banking, financial, advisory, investment and funds management services.
Macquarie's main business focus is making returns by providing a diversified range of services to clients. Macquarie acts on behalf of institutional, corporate and retail clients and counterparties around the world.
Founded in 1969, Macquarie employs more than 15,500 people in over 28 countries. At 31 March 2011, Macquarie had assets under management of $A310 billion.
Entrepreneurial spirit drives success
Macquarie's distinctive management style is a key to our success. It provides individual businesses with a balance between operating freedom, controls on risk limits and observance of professional standards. It is designed to be non-hierarchical and encourages a sense of ownership and entrepreneurial endeavour across the Group.
Commodities and Global Markets (CGM) provides clients with an integrated, end-to-end offering across global markets including equities, fixed income, foreign exchange and commodities. Our global platform covers more than 25 markets and over 160 products, and has evolved over more than three decades to provide clients with access to markets, financing, financial hedging and physical execution.
Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance.
Macquarie is an equal opportunities employer and does not discriminate on the grounds of age, disability, sex, sexual orientation, gender reassignment, gender identity, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.