Headquartered in London, HSBC is one of the largest banking and financial services organisations in the world. HSBC's international network comprises around 6,600 offices in over 80 countries and territories in Europe, the Asia-Pacific region, the Americas, the Middle East and Africa.
With listings on the London, Hong Kong, New York, Paris and Bermuda stock exchanges, shares in HSBC Holdings plc are held by over 220,000 shareholders in 129 countries and territories.
HSBC provides a comprehensive range of financial services to around 58 million customers through four global businesses: Retail Banking & Wealth Management; Commercial Banking; Global Banking and Markets; and Global Private Banking.
The HSBC Group in Luxemburg is a significant employer and operates several businesses including asset management, securities services, private banking and corporate banking.
HSBC Luxembourg has a Compliance function which supports the various business entities in Luxembourg. As part of this support we are looking for a motivated individual fully dedicated to Compliance Monitoring review work in the position of:
Regulatory Compliance Monitoring & Testing Manager
Role and Responsibilities:
Supporting the Luxembourg Regulatory Compliance Team and reporting to the RC Head, you will be responsible for the planning and execution of all Compliance Monitoring activities with regards to the various business lines (Private Banking, Securities Services, Asset Management and Commercial banking):
To support the Business by providing specialist monitoring assistance as required.
Conduct periodic monitoring of key RC risks across all in-country business lines as directed by the regional RCMAT team
Assist with the identification of key emerging compliance risks across all RC categories and interface appropriately with other RC teams and senior management.
Proposing, managing and tracking the resolution of subsequent monitoring findings.
Face key Business decision makers within the Bank and ensure a clear and open channel of communication with management
Contribute to the continuing development, implementation and improvement of the processes
University graduate in Banking or Audit,
Professional Skills and Experience;
At least 5 years of experience in Compliance monitoring or external audit with a focus on Compliance, ideally within two or more of the HSBC Luxembourg's business lines (Private Banking, Securities Services, Asset Management and Commercial banking).
Dynamic, enthusiastic and self-motivated person with a naturally proactive approach;
Good interpersonal, written and verbal communication skills;
Ability to work under pressure, both autonomously and within a team and consistently meet deadlines;
Strong inter-personal skills and excellent communication, dealing with senior executives;
Understanding of RC requirements and risk-based monitoring techniques;
Knowledge of the GSM, Compliance FIM, Compliance Officers Handbook (COH) and the relevant sections of the Operations FIM;
Excellent knowledge of Word and Excel (Access is a pro);
Fluency in English required, French and/or another European language desired.
If you want to work in our challenging and multicultural environment and be part of a global team, please send your application letter and curriculum vitae (in English) to: email@example.com
HSBC in Luxembourg strives for true diversity in its workforce and as such we are an equal opportunities employer and positively encourage applications from all suitably qualified candidates.
Please note that due to the volume of applications received, we will acknowledge your application only if we wish to proceed to interview. If you have not received a response within 4 weeks your application has not been successful.