Provide Compliance advice, guidance and sign off on second line to assigned business areas as required on the first line.
Participate in Bank projects and remediation exercises to ensure regulatory requirements are considered
Assist in drafting and documenting monitoring procedures, sampling methodologies to appropriate standards
Ensure thematic reviews and regular monitoring feedback is of appropriate standard
Provide assistance to Compliance Monitoring senior management in monitoring, reporting and advising on the state of compliance to the Bank's senior management including the input into monthly reports to the board
Delivery of periodic and thematic monitoring elements of the Compliance plan
As part of thematic reviews and projects, identify, monitor, analyse and assess issues, complaints and incidents.
Review breaches registers, incident reports, complaint logs, and other appropriate records ahead of any monitoring to ensure trends are identified and covered in monitoring reviews.
Review the compliance manual, other manuals and internal policies to ensure, where relevant to activities monitored, these are up to date and fit for purpose and feedback any suggested improvements to the Head of Compliance Monitoring.
Feed into regular reporting cycle and Compliance committees
Be the subject matter expert on the banking regulations etc
Ensure all responsibilities assigned by management are completed in a professional and timely manner.
Be committed to continuing professional and personal development
At least 3 to 5 years' experience within a Compliance monitoring/Audit or other relevant function from a credit institution
Experience in working with Compliance monitoring role with a good understanding of financial services regulation and how to apply it in a business environment
LCOI designation or other relevant qualification, If the successful applicant does not hold the LCOI designation they will be expected to obtain this as part of the role
Good interpersonal skills to work effectively with a range of stakeholders
Be highly motivated and possess strong commercial awareness
Strong written and verbal communication skills
An analytical approach with an attention for detail and report writing ability
MS Office – Word; Excel; PowerPoint – working knowledge on all
Excellent document writing skills
Good command of MS Office – Word, Excel, PowerPoint & Access
This Compliance Monitoring Specialist is an exciting opportunity to join a top bank to deliver specific aspects of support to the growing department, with view of a strong career progression internally with time while aiding and deputising for the senior manager.
For a private and confidential conversation and for a full job description please contact
Ciarán O Connell on 01-8746770. Or email: email@example.com