What is the opportunity? UK Financial Crime Compliance (UKFCC) has identified a need for a skilled financial crime professional in order to primarily support the Capital Markets (CM) and Investor Services Trust (IST) platforms in Europe managing financial crime risk; including money laundering, terrorist financing, economic sanctions and bribery & corruption through advising, monitoring and investigating adherence to relevant regulatory rules and industry standards. The role will also provide support to other AML Compliance functions (including Wealth Management AML Compliance Advisory and Financial Investigation) when required.
What will you do?
To support the Head of AML Compliance Europe & Asia in meeting all regulatory and legislative requirements.
Provide counsel and guidance to Font Office, Compliance, Legal, Operations and other functions on the firm's framework to mitigate the risk of being used for the purposes of Financial Crime.
Provide AML policy guidance to the CM and IST Client On-boarding functions.
Development and delivery of Capital Markets and Investor Services Trust policies and procedures to ensure appropriate local polcies & procedures meet with Enterprise Policy, Control Standards & Guidance.
Support client risk rating to ensure all clients are appropriatly risk rated in line with risk rating methodology, producing Risk Assessments and providing counsel and guidance to Senior Management where necessary.
Produce and enhance management reporting in order to enable the firm to assess and enhance its Financial Crime framework and report same to Senior Management and external authorities as required.
To work with AML Policy & Reporting function to review, implement and deliver training and education material.
To act as the contact point as required, for Regulatory Authorities and Law Enforcement Agencies regarding AML, TF, ES and ABAC.
Provide AML Compliance support to other RBC Europe platforms (including Wealth Management) when required.
Support UKFCC projects or other CM / I&TS projects as required.
What do you need to succeed?
Degree educated (preferred)
Relevant professional qualification (eg. ICA), preferred
Experience in AML Advisory within an Investment Bank
Good understanding of the UK AML/CTF, Economic Sanctions and ABAC legal and regulatory environment
Good understanding of the UK AML laws and regulations and the FCA SYSC requirements
General understanding of the international AML/CTF, Economic Sanctions and ABAC laws
What's in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
About RBC Royal Bank of Canada is Canada's largest bank, and one of the largest banks in the world, based on market capitalization. We are one of North America's leading diversified financial services companies, and provide personal and commercial banking, wealth management, insurance, investor services and capital markets products and services on a global basis. We have over 80,000 full- and part-time employees who serve more than 16 million personal, business, public sector and institutional clients through offices in Canada, the U.S. and 37 other countries. For more information, please visit rbc.com .
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Inclusion and Equal Opportunity Employment RBC is an equal opportunity employer committed to diversity and inclusion. We are pleased to consider all qualified applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veterans status, Aboriginal/Native American status or any other legally-protected factors. Disability-related accommodations during the application process are available upon request.
JOB SUMMARY City: City of London Address: City of London Work Hours/Week: 35 Work Environment: Office Employment Type: Permanent Career Level: Experienced Hire/Professional Pay Type: Salaried Required Travel (%): 0-25 Exempt/Non-Exempt: N/A People Manager: No Application Deadline: 2017-11-17 Req ID: 149428 Posting Notes: [[mfield1]]