Responsible for conducting position reconciliation, maintaining a complete and up-to-date relevant register, breaks follow up, and update or maintenance of reconciliation logic of all reconciliation in order to ensure compliance of regulatory requirements on safeguarding clients' assets;
Handle regulatory enquiries and reporting such as S181, S329 of Securities and Futures Ordinance as well as drive for process efficiency of report compilation along with high data accuracy;
Work closely with Quality Assurance Team on implementing and executing QA Programme;
Conduct Risk and Control Self-Assessment to identify any risk and ensure mitigation actions are carried out;
Perform signature verification and ensure compliance with internal control policy;
Keep abreast of changes in regulation, identify and analysis both process and technology impacts within Operation;
Perform regular review on system access right and user profile entitlements.
University Graduate (major either Accounting, Finance, Economics, Business Administration)
Minimum 3 years of experience on Reconciliation, Operational Risk Management or Auditing
Good sound knowledge of regulatory requirements and internal control procedures
Familiar with Investment Banking Operations
Qualified or Nearly Qualified CPA (preferable)
Candidate with less experience would be considered for the position of Senior Analyst
Please apply in strict confidence with full resume, academic record, current and expected salaries.
(The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidatee will be destroyed within six months.)