Maintaining pre and post trade mandate monitoring restrictions using the monitoring system: Blackrock's Aladdin system.
Tasks including coding or instruction to third parties, review and testing for client take-on's, fund launches and IMA amendments.
Undertaking automated and manual exception monitoring pre and post trade where required.
Identifying and manage risks and ensure that adequate control processes exist and operate effectively.
Providing support to the Front Office on queries relating to pre and post trade rules and exceptions.
Maintaining of the stop and other restricted list on pre trade systems.
Maintaining procedures documents for team tasks as required.
Building and maintaining strong relationships with US and overseas business units.
Assisting with other Mandate Monitoring projects and initiatives including audit points and the BAU Actions and Issues Log.
Reviewing and interpreting new and amended IMA's / Prospectus' to determine if the rules can be automated.
Providing training and advice to other Mandate Monitoring team members on areas of expertise.
Excellent organisational, time management and decision making.
Strong understanding of the investment management process across the full range of asset classes and client types.
Strong understanding of compliance monitoring processes including interpretation of discretionary client investment management agreements.
Strong IT literacy as a business user. Experience in BRS Aladdin an advantage.
Good understanding of project management methodologies.
Excellent communication skills - verbal & written.
Comprehensive experience in trade compliance monitoring an advantage.
Aviva Investors are proud to be a different kind of asset manager; our intelligent solutions are based entirely around our Clients objectives, not ours. Whether our clients are looking for a standard product or something completely bespoke, they can access world-class expertise. Our aim is to retain business with named clients by providing a high level of service.
Diversity and Inclusion
Bring to Aviva what makes you different and we'll support you to do the best work of your life. We encourage applications from everyone who wants to help us achieve our purpose of helping our customers to Defy Uncertainty.
One of Aviva's core values is Care More, and this is bought to life through the flexible ways we like to work. This may include working from home some of the time, or flexible work schedules to accommodate parent and carer responsibilities, further studies and hobbies. What's important to us is that you are supported to do the best work of your life.
You will be assessed against the Aviva values: care more, kill complexity, never rest and create legacy.