We are not your average financial services firm and our unique culture is just one aspect that makes us stand out from the crowd. We offer a supportive environment that encourages innovation and creativity whilst maintaining a healthy lifestyle balance. You will be joining one of Europe's leading Investment Management firms where you can expect real responsibility and recognition from day one. We are large enough to offer a wide variety of career opportunities, whilst small enough to treat you as an individual and tailor training and development to your specific needs.
This role is an excellent opportunity for a Compliance Consultant - Framework and Reporting, to develop their career in the field of compliance within a leading asset management firm. The Compliance Consultant will be supporting the Head of Framework & Reporting and the Central Compliance Team in providing a range of centralised Compliance services in an efficient and effective manner.
What your role will consist of...
* Co-ordination and oversight of all Compliance owned Policies; * Governance of the Regulatory Footprint, of a central database of all regulatory obligations to which M&G is subject by: - engaging with the required subject matter experts (SMEs) and stakeholders - obtaining the necessary approvals including, where appropriate, from the Chief Compliance Officer and the Group Board; * Compliance breach management - Ownership of the Compliance Framework including coordination, management and escalation of Compliance breaches;
Your key responsibilities will be...
* Maintenance of Compliance policies * Maintenance of the Compliance Framework including key framework components (e.g. Compliance Charter, Compliance Manual, Regulatory Universe & Footprint) * Contribute to the Compliance Framework & Reporting function to ensure that the team has appropriate processes and procedures in order to deliver high quality services * Maintenance of central regulatory breach registers and for the production and analysis of breach management information * Coordination and consistent production and delivery of regular Compliance Department reporting to relevant Boards and governance committees * Share learning across the team and support the training of other team members * Be proactive, demonstrate well considered judgements and anticipate emerging risks * Ensure that team procedures and M&G risk and control methodologies are applied on a consistent basis
Internal & external relationships
* Develop positive and professional working relationships within the Risk and Compliance Departments, and other stakeholders throughout M&G * Support the embedding of M&G culture and Compliance Department values within the team * Develop a good understanding of the Compliance Department and wider M&G governance framework; providing guidance to other Compliance Department personnel to the extent required * Support the development and maintenance of relationships with relevant external parties including, for example, the Depositary and External Audit.
What we are looking for
We are looking for you to ideally be degree educated and obtain, or be working towards, a relevant Investment Management Qualification.
Knowledge and experience...
* Creating, implementing and managing governance frameworks * Experience of maintaining policies and frameworks; * Project Management; * Regulatory compliance knowledge within the asset management/banking industry, including an understanding of UK and other international regulatory requirements; * Strong working knowledge of Excel, PowerPoint and Word.
M&G is committed to a diverse and inclusive workplace. Our role as an employer is very simple - to provide the right environment for talented people to do their best work, by respecting, understanding and valuing individual differences.
We welcome applications from individuals who have taken an extended career break, and we are willing to consider flexible working arrangements for all of our roles.