One of our top tier investment-banking clients is seeking for a Business Controller to join their company for a 6 month assignment. Contract extensions will be subject to individual performance and business needs.
Document Governance framework including roles & responsibilities, escalation paths, interaction of committees, job descriptions, organizational charts, span of control, MI for governance for the various boards and committees and so on
Liaise with relationship with BM, Desk Heads, Infrastructure for relevant subject matters
Analysis and document gaps between Equities policies and global policies
Document escalation framework (also a SFC finding)
Document "trade capacity tagging" through a formal guideline across all business aspects and drive remediation.
Document and maintain system specific access entitlement structures and drive remediation.
Document the short sell framework into a formal document to ensure proper governance (also a MCT finding)
Document how controls in Electronic Trading demonstrate adherence to regulatory requirements
Ensure documents are updated on regular basis
Equities Front Office experience and key understanding of how a trading business works.
Preference is for 10+years in Investment Banking, with 3+ years focused on Equities
Experience and appreciation of Front to Back processes, risk, control, compliance and governance.
The candidate is likely to have mix of functional experience that could involve Internal Audit, Operational Risk, Projects, Business Management
Candidates from the Front Office or other Risk and Support functions would be considered where they have a strong appreciation of Front to Back processes
Strong attention to detail and high standards for written output Confidence and clarity in both written and verbal communication and presentation.
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